Citrin Cooperman Advisors, LLC (“Citrin Cooperman”), the premier professional services provider for private, middle market businesses, and high net-worth individuals, announced today that it has acquired substantially all the assets of S&G LLP (“S&G”), a Worcester, MA-based assurance, tax, and advisory firm.

Formidium launches “Crypto Backoffice™” – An integrated Web3 platform for crypto market participants. The platform revolutionizes the tracking and accounting for digital assets for independent traders, asset managers, investors, corporates, outsourced CFOs, fund administrators, accounting firms, and more.

Citrin Cooperman’s inaugural Emerging Manager Survey Report provides an in-depth analysis of the major factors that are currently shaping, and will continue to shape, future growth for emerging managers, including capital raising, fees and terms, cybersecurity, ESG, and the overall industry outlook. Read more…

Forvis Mazars: Under two proposals, certain advisers would be subject to AML/CFT provisions and must develop a customer identification program.

Under two recently issued proposals, certain SEC investor advisers would now be subject to Anti-Money Laundering and Countering the Financing of Terrorism provisions of the Bank Secrecy Act and also be required to develop a customer identification program. Read more…

Forvis Mazars: Brush up on newly effective regulations affecting asset managers and funds, along with recently issued final rules.

Asset managers and funds face a tidal wave of new regulations in 2024 and beyond. Download the article below for a look at newly effective regulations and an overview of final rules issued to date in 2024, along with updates on significant outstanding proposals. Read more…

Forvis Mazars: An SEC final rule updates Regulation S-P regarding the treatment of nonpublic personal information impacting broker-dealers, investment companies, and investment advisers.

On May 16, 2024, the SEC released a final rule updating Regulation S-P, which covers the treatment of nonpublic personal information by broker-dealers (including funding portals), investment companies, registered investment advisers, and for the first time, transfer agents. Read more…

Forvis Mazars: An SEC final rule updates Regulation S-P regarding the treatment of nonpublic personal information impacting broker-dealers, investment companies, and investment advisers.

On May 16, 2024, the SEC released a final rule updating Regulation S-P, which covers the treatment of nonpublic personal information by broker-dealers (including funding portals), investment companies, registered investment advisers, and for the first time, transfer agents. Read more…

FORVIS: 2024 began with fewer deals and lower valuations, but see why brighter days may be ahead for M&A. Read more…

Seward & Kissel’s 2023 New Manager Hedge Fund Study evaluates newly formed hedge funds sponsored by new U.S.-based managers entering the market. Download PDF…

FORVIS: Learn about changes in the SEC’s final rule modernizing the internet investment advisers exemption. Read more…